Article 18 Provisional and Precautionary Measures
1. Each Party shall provide that its judicial
authorities shall have the authority to order prompt and effective
provisional and precautionary measures, including an interlocutory
injunction, against a party, or where appropriate, against a third party over
whom the relevant judicial authority exercises jurisdiction, to prevent an
infringement of an intellectual property right from occurring, and in
particular, to prevent infringing goods from entering the channels of
commerce.
2. Each Party shall provide that its judicial
authorities have the authority to order the seizure or other taking into
custody of the goods suspected of infringing an intellectual property right
so as to prevent their entry into or movement within the channels of
commerce.
3. Each Party shall provide that, in the case
of an alleged infringement of an intellectual property right committed on a
commercial scale, the judicial authorities may order, in accordance with
domestic law, the precautionary seizure of property of the alleged infringer,
including the blocking of its bank accounts and other assets. To that end,
the judicial authorities may order the communication of relevant bank,
financial or commercial documents, or access to other relevant information,
as appropriate.
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Article
9 Provisional and precautionary measures
1. Member States shall ensure
that the judicial authorities may, at the request of the applicant:
(a) issue against the alleged
infringer an interlocutory injunction intended to prevent any imminent
infringement of an intellectual property right, or to forbid, on a
provisional basis and subject, where appropriate, to a recurring penalty
payment where provided for by national law, the continuation of the alleged
infringements of that right, or to make such continuation subject to the
lodging of guarantees intended to ensure the compensation of the rightholder;
an interlocutory injunction may also be issued, under the same conditions,
against an intermediary whose services are being used by a third party to
infringe an intellectual property right; injunctions against intermediaries
whose services are used by a third party to infringe a copyright or a related
right are covered by Directive 2001/29/EC;
(b) order the seizure or
delivery up of the goods suspected of infringing an intellectual property
right so as to prevent their entry into or movement within the channels of
commerce.
2. In the case of an
infringement committed on a commercial scale, the Member States shall ensure
that, if the injured party demonstrates circumstances likely to endanger the
recovery of damages, the judicial authorities may order the precautionary
seizure of the movable and immovable property of the alleged infringer,
including the blocking of his/her bank accounts and other assets. To that
end, the competent authorities may order the communication of bank, financial
or commercial documents, or appropriate access to the relevant information.
3. The judicial authorities
shall, in respect of the measures referred to in paragraphs 1 and 2, have the
authority to require the applicant to provide any reasonably available
evidence in order to satisfy themselves with a sufficient degree of certainty
that the applicant is the rightholder and that the applicant’s right is being
infringed, or that such infringement is imminent.
4. Member States shall ensure
that the provisional measures referred to in paragraphs 1 and 2 may, in
appropriate cases, be taken without the defendant having been heard, in
particular where any delay would cause irreparable harm to the rightholder. In
that event, the parties shall be so informed without delay after the
execution of the measures at the latest.
A review, including a right to be heard, shall take place upon request
of the defendant with a view to deciding, within a reasonable time after
notification of the measures, whether those measures shall be modified,
revoked or confirmed.
5. Member States shall ensure
that the provisional measures referred to in paragraphs 1 and 2 are revoked
or otherwise cease to have effect, upon request of the defendant, if the
applicant does not institute, within a reasonable period, proceedings leading
to a decision on the merits of the case before the competent judicial authority,
the period to be determined by the judicial authority ordering the measures
where the law of a Member State so permits or, in the absence of such
determination, within a period not exceeding 20 working days or 31 calendar
days, whichever is the longer.
6. The competent judicial
authorities may make the provisional measures referred to in paragraphs 1 and
2 subject to the lodging by the applicant of adequate security or an
equivalent assurance intended to ensure compensation for any prejudice
suffered by the defendant as provided for in paragraph 7.
7. Where the provisional
measures are revoked or where they lapse due to any act or omission by the
applicant, or where it is subsequently found that there has been no
infringement or threat of infringement of an intellectual property right, the
judicial authorities shall have the authority to order the applicant, upon
request of the defendant, to
provide the defendant appropriate compensation for any injury caused by those
measures.
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Article 19 Other remedies
1. The Parties shall ensure that the judicial
authorities may order, at the request of the applicant and without prejudice
to any damages due to the right holder by reason of the infringement, and
without compensation of any sort, the definitive removal from the channels of
commerce, or the destruction, of goods that they have found to be infringing
an intellectual property right. The Parties shall ensure that the judicial
authorities may order, if appropriate, destruction of materials and
implements predominantly used in the creation or manufacture of those goods.
In considering a request for such remedies, the need for proportionality
between the seriousness of the infringement and the remedies ordered, as well
as the interests of third parties, shall be taken into account.
2. The Parties shall ensure that the judicial
authorities have the authority to order that those remedies shall be carried
out at the expense of the infringer, unless particular reasons are invoked
for not doing so.
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Article
10 Corrective measures
1. Without prejudice to any
damages due to the rightholder by reason of the infringement, and without
compensation of any sort, Member States shall ensure that the competent
judicial authorities may order, at the request of the applicant, that
appropriate measures be taken with regard to goods that they have found to be
infringing an intellectual property right and, in appropriate cases, with
regard to materials and implements principally used in the creation or
manufacture of those goods. Such measures shall include:
(a) recall from the channels of
commerce;
(b) definitive removal from the
channels of commerce;
or
(c) destruction.
2. The judicial authorities
shall order that those measures be carried out at the expense of the
infringer, unless particular reasons are invoked for not doing so.
3. In considering a request for
corrective measures, the need for proportionality between the seriousness of
the infringement and the remedies ordered as well as the interests of third
parties shall be taken into account.
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Article 20 Injunctions
1. Each Party shall provide that, in civil
judicial proceedings concerning the enforcement of intellectual property
rights, its judicial authorities shall have the authority to issue an order
against a party to desist from an infringement, and inter alia, an
order to that party, or, where appropriate, to a third party over whom the
relevant judicial authority exercises jurisdiction, to prevent infringing
goods from entering into the channels of commerce.
2. Notwithstanding the other provisions of this
Section, a Party may limit the remedies available against use by government,
or by third parties authorized by government, without the use of authorization
of the right holders to the payment of remuneration provided that the Party
complies with the provisions of Part II of the TRIPS Agreement specifically
addressing such use. In other cases, the remedies under this Section shall
apply or, where these remedies are inconsistent with a Party's law,
declaratory judgments and adequate compensation shall be available.
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Article
11 Injunctions
Member States shall ensure
that, where a judicial decision is taken finding an infringement of an
intellectual property right, the judicial authorities may issue against the
infringer an injunction aimed at prohibiting the continuation of the
infringement. Where provided for by national law, non-compliance with an
injunction shall, where appropriate, be subject to a recurring penalty
payment, with a view to ensuring compliance. Member States shall also ensure
that rightholders are in a position to apply for an injunction against
intermediaries whose services are used by a third party to infringe an
intellectual property right, without prejudice to Article 8(3) of Directive
2001/29/EC.
Article
12 Alternative measures
Member States may provide that,
in appropriate cases and at the request of the person liable to be subject to
the measures provided for in this section, the competent judicial authorities
may order pecuniary compensation to be paid to the injured party instead of applying
the measures provided for in this section if that person acted
unintentionally and without negligence, if execution of the measures in
question would cause him/her disproportionate harm and if pecuniary
compensation to the injured party appears reasonably satisfactory.
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Article 21 Damages
1.
Each Party shall provide that:
- (a) in civil judicial
proceedings, its judicial authorities shall have the authority to order
the infringer who knowingly or with reasonable grounds to know, engaged
in infringing activity of intellectual property rights to pay the right
holder:
- (i) damages adequate to
compensate for the injury the right holder has suffered as a result of
the infringement; or
- (ii) the profits of the
infringer that are attributable to the infringement, which may be
presumed to be the amount of damages referred to in paragraph (i);
- (b) in determining the amount
of damages for infringements of intellectual property rights, its
judicial authorities may consider, inter alia, any legitimate
measure of value that may be submitted by the right holder, including
lost profits.
2.
As an alternative to the previous paragraph, a Party's law may provide for
payment of remuneration, such as a royalty or fee, to compensate a right
holder for the unauthorized use of its intellectual property.
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Article
13 Damages
1. Member States shall ensure
that the competent judicial authorities, on application of the injured party,
order the infringer who knowingly, or with reasonable grounds to know,
engaged in an infringing activity, to pay the rightholder damages appropriate
to the actual prejudice suffered by him/her as a result of the infringement. When
the judicial authorities set the damages:
(a) they shall take into
account all appropriate aspects, such as the negative economic consequences,
including lost profits, which the injured party has suffered, any unfair
profits made by the infringer and, in appropriate cases, elements other than
economic factors, such as the moral prejudice caused to the rightholder by
the infringement;
or
(b) as an alternative to (a),
they may, in appropriate cases, set the damages as a lump sum on the basis of
elements such as at least the amount of royalties or fees which would have
been due if the infringer had requested authorisation to use the intellectual
property right in question.
2. Where the infringer did not
knowingly, or with reasonable grounds know, engage in infringing activity,
Member States may lay down that the judicial authorities may order the
recovery of profits or the payment of damages, which may be pre-established.
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Article 22 Legal Costs
Each Party shall provide that its judicial
authorities, where appropriate, shall have the authority to order, at the
conclusion of civil judicial proceedings concerning the enforcement of
intellectual property rights, that the prevailing party be awarded payment by
the losing party of legal costs and other expenses, as provided for under
that Party's law.
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Article
14 Legal costs
Member States shall ensure that
reasonable and proportionate legal costs and other expenses incurred by the
successful party shall, as a general rule, be borne by the unsuccessful
party, unless equity does not allow this.
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